Unclaimed Profile

Barbara D Kanter

CDM FINANCIAL COUNSELING SERVICES, INC.·NORWICH, Connecticut

Series 7, Series 31, Series 63, Series 65Clean record25 years registeredCDM FINANCIAL COUNSELING SERVICES, INC.

457 WEST MAIN STREET, NORWICH, CT 06360CRD# 2808661Firm CRD# 126295

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Barbara D Kanter · NORWICH, CT

Registration

CRD #2808661 · CDM FINANCIAL COUNSELING SERVICES, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CDM FINANCIAL COUNSELING SERVICES, INC.

THAMES FINANCIAL MANAGEMENT

Jan 2016 – Feb 2023

NORWICH, CT

THAMES FINANCIAL MANAGEMENT

Feb 2001 – Dec 2015

NORWICH, CT

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · February 21, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CDM FINANCIAL COUNSELING SERVICES, INC.

CRD 126295 · SEC 801-112929

AUM

$237M

Regulatory assets under management

Employees

553 client accounts

Services offered by CDM FINANCIAL COUNSELING SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CDM FINANCIAL COUNSELING SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Barbara D Kanter offer?

Barbara D Kanter specializes in Financial Planning, Investment Management.

What are Barbara D Kanter's credentials?

Barbara D Kanter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Barbara D Kanter located?

Barbara D Kanter is based in NORWICH, Connecticut, last registered with CDM FINANCIAL COUNSELING SERVICES, INC..

How does Barbara D Kanter charge for services?

Barbara D Kanter's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CDM FINANCIAL COUNSELING SERVICES, INC.?

CDM FINANCIAL COUNSELING SERVICES, INC. has approximately 2 employees and manages $237M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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