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Roger L. Fenningdorf

ROCATON INVESTMENT ADVISORS, LLC·NORWALK, Connecticut
Unclaimed Profile
20 GLOVER AVENUE, NORWALK, CT 06850CRD# 4533060Firm CRD# 120451
01

About

Roger L. Fenningdorf is a registered financial advisor based in NORWALK, Connecticut, affiliated with ROCATON INVESTMENT ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
ROCATON INVESTMENT ADVISORS, LLC
ROCATON INVESTMENT ADVISORS
AUM
$13.0B
Regulatory assets under management
Employees
23
Total firm employees
View all advisors at ROCATON INVESTMENT ADVISORS, LLC →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Subscription fees
Other: ADDITIONAL INFO ON FEES CHARGED BY ADVISOR IN FORM ADV PART 2
Regulatory
SEC/IARD CRD# 4533060
Firm CRD# 120451
8 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Roger L. Fenningdorf offer?
Roger L. Fenningdorf specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in NORWALK, Connecticut for a consultation.
What are Roger L. Fenningdorf's credentials?
Roger L. Fenningdorf is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Roger L. Fenningdorf located?
Roger L. Fenningdorf is based in NORWALK, Connecticut, working with ROCATON INVESTMENT ADVISORS, LLC. Their office serves clients in the NORWALK metropolitan area and surrounding communities.
How does Roger L. Fenningdorf charge for services?
Roger L. Fenningdorf's firm is compensated through percentage of aum, subscription fees, other: additional info on fees charged by advisor in form adv part 2. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROCATON INVESTMENT ADVISORS, LLC?
ROCATON INVESTMENT ADVISORS, LLC has approximately 23 employees and manages $13.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Connecticut
GREENWICH (1150)STAMFORD (1131)WESTPORT (338)HARTFORD (225)DARIEN (222)
City Guides
GREENWICH GuideSTAMFORD GuideWESTPORT GuideHARTFORD GuideDARIEN Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
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