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Bryant Richard Riley

BR DIALECTIC CAPITAL MANAGEMENT, LLC·NORWALK, Connecticut
SIE, Series 4, Series 7, Series 24, Series 27, Series 55, Series 57TO, Series 63, Series 79TO, Series 99TO19 years registeredBR DIALECTIC CAPITAL MANAGEMENT, LLC
119 ROWAYTON AVE., NORWALK, CT 06853CRD# 1702453Firm CRD# 292062

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Bryant Richard Riley · NORWALK, CT
Registration
CRD #1702453 · BR DIALECTIC CAPITAL MANAGEMENT, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: BR DIALECTIC CAPITAL MANAGEMENT, LLC
B. RILEY WEALTH PRIVATE SHARES
Nov 2025 – Dec 2025
Los Angeles, CA
B. RILEY CAPITAL MANAGEMENT
Sep 2015 – Mar 2025
LOS ANGELES, CA
B. RILEY ASSET MANAGEMENT, LLC
Jan 2014 – Jun 2015
LOS ANGELES, CA
B. RILEY & CO., LLC
Mar 2008 – Apr 2014
LOS ANGELES, CA
RILEY INVESTMENT MANAGEMENT
Apr 2007 – Jul 2015
LOS ANGELES, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
Series 24
Series 27
Series 55
Series 57TO
Series 63
Series 79TO
Series 99TO
Registration record
First registered · April 16, 2007
Years registered · 19
03

Disclosure History

1998Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Introduction

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Frequently Asked Questions

What services does Bryant Richard Riley offer?
Bryant Richard Riley is a registered financial advisor in NORWALK, Connecticut.
What are Bryant Richard Riley's credentials?
Bryant Richard Riley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Bryant Richard Riley located?
Bryant Richard Riley is based in NORWALK, Connecticut, last registered with BR DIALECTIC CAPITAL MANAGEMENT, LLC.
How large is BR DIALECTIC CAPITAL MANAGEMENT, LLC?
BR DIALECTIC CAPITAL MANAGEMENT, LLC is a registered investment adviser with the SEC. See their Form ADV for full details.
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