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Kimberly Joanne Lake

CAPZONE MANAGEMENT LLC·NORWALK, Connecticut
Unclaimed Profile
50 WASHINGTON STREET, 9TH FLOOR, NORWALK, CT 06880CRD# 7884029Firm CRD# 330135
01

About

Kimberly Joanne Lake is a registered financial advisor based in NORWALK, Connecticut, affiliated with CAPZONE MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
CAPZONE MANAGEMENT LLC
CAPZONE MANAGEMENT LLC
AUM
$208M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at CAPZONE MANAGEMENT LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 7884029
Firm CRD# 330135
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kimberly Joanne Lake offer?
Kimberly Joanne Lake specializes in Retirement Planning. Contact their office in NORWALK, Connecticut for a consultation.
What are Kimberly Joanne Lake's credentials?
Kimberly Joanne Lake is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kimberly Joanne Lake located?
Kimberly Joanne Lake is based in NORWALK, Connecticut, working with CAPZONE MANAGEMENT LLC. Their office serves clients in the NORWALK metropolitan area and surrounding communities.
How does Kimberly Joanne Lake charge for services?
Kimberly Joanne Lake's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPZONE MANAGEMENT LLC?
CAPZONE MANAGEMENT LLC has approximately 3 employees and manages $208M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Connecticut
GREENWICH (1150)STAMFORD (1131)WESTPORT (338)HARTFORD (225)DARIEN (222)
City Guides
GREENWICH GuideSTAMFORD GuideWESTPORT GuideHARTFORD GuideDARIEN Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
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