AdvisorOS Directory
Claim Profile
Unclaimed Profile
KL

Kimberly Joanne Lake

CAPZONE MANAGEMENT LLC·NORWALK, Connecticut
Clean recordCAPZONE MANAGEMENT LLC
50 WASHINGTON STREET, 9TH FLOOR, NORWALK, CT 06880CRD# 7884029Firm CRD# 330135

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kimberly Joanne Lake · NORWALK, CT
Registration
CRD #7884029 · CAPZONE MANAGEMENT LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Kimberly Joanne Lake is a registered financial advisor based in NORWALK, Connecticut, affiliated with CAPZONE MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

Speak with Kimberly

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kimberly is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
CAPZONE MANAGEMENT LLC
CAPZONE MANAGEMENT LLC
AUM
$208M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at CAPZONE MANAGEMENT LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 7884029
Firm CRD# 330135
View on FINRA BrokerCheck →

Looking for a financial advisor in NORWALK?

Browse all registered financial advisors in NORWALK, Connecticut or claim this profile if it's yours.

Browse NORWALK AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Kimberly Joanne Lake offer?
Kimberly Joanne Lake specializes in Retirement Planning. Contact their office in NORWALK, Connecticut for a consultation.
What are Kimberly Joanne Lake's credentials?
Kimberly Joanne Lake is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kimberly Joanne Lake located?
Kimberly Joanne Lake is based in NORWALK, Connecticut, working with CAPZONE MANAGEMENT LLC. Their office serves clients in the NORWALK metropolitan area and surrounding communities.
How does Kimberly Joanne Lake charge for services?
Kimberly Joanne Lake's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPZONE MANAGEMENT LLC?
CAPZONE MANAGEMENT LLC has approximately 3 employees and manages $208M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at CAPZONE MANAGEMENT LLC

Charles Thornton Lake
NORWALK, CT
Alfred John Puchala
NORWALK, CT

More Advisors in NORWALK, Connecticut

Christopher Nicholas Cuesta
THOMSON HORSTMANN & BRYANT INC·NORWALK, CT
Victoria Konstantinova
THOMSON HORSTMANN & BRYANT INC·NORWALK, CT
Channing Sayles Allen
ALLEN, CHANNING SAYLES·NORWALK, CT
James Spencer Matthews
ERG ASSET MANAGEMENT LLC·NORWALK, CT
Alan Neil Forman
BR DIALECTIC CAPITAL MANAGEMENT, LLC·NORWALK, CT
Jin Hu
GREENWICH INVESTMENT MANAGEMENT, INC.·NORWALK, CT

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Connecticut
GREENWICH (1150)STAMFORD (1131)WESTPORT (338)HARTFORD (225)DARIEN (222)WEST HARTFORD (130)WILTON (124)OLD GREENWICH (95)NEW CANAAN (77)FARMINGTON (67)
City Guides
GREENWICH GuideSTAMFORD GuideWESTPORT GuideHARTFORD GuideDARIEN Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
Request removal of this profile