Unclaimed Profile

John Brereton Young

THOMSON HORSTMANN & BRYANT INC·NORWALK, Connecticut

SIE, Series 7, Series 24, Series 63, Series 65Clean record21 years registeredTHOMSON HORSTMANN & BRYANT INC

501 MERRITT 7, NORWALK, CT 06851CRD# 1338064Firm CRD# 109139

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Brereton Young · NORWALK, CT

Registration

CRD #1338064 · THOMSON HORSTMANN & BRYANT INC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THOMSON HORSTMANN & BRYANT INC

MBSC SECURITIES CORPORATION

Dec 2004 – Aug 2007

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · December 3, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THOMSON HORSTMANN & BRYANT INC

CRD 109139 · SEC 801-54432

AUM

$606M

Regulatory assets under management

Employees

63 client accounts

Services offered by THOMSON HORSTMANN & BRYANT INC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at THOMSON HORSTMANN & BRYANT INC →

Introduction

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Frequently Asked Questions

What services does John Brereton Young offer?

John Brereton Young specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory.

What are John Brereton Young's credentials?

John Brereton Young is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Brereton Young located?

John Brereton Young is based in NORWALK, Connecticut, last registered with THOMSON HORSTMANN & BRYANT INC.

How does John Brereton Young charge for services?

John Brereton Young's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THOMSON HORSTMANN & BRYANT INC?

THOMSON HORSTMANN & BRYANT INC has approximately 14 employees and manages $606M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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