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Curtis Francis Brockelman

HARVEST VOLATILITY MANAGEMENT, LLC·NORWALK, Connecticut
Unclaimed Profile
101 MERRITT 7 CORPORATE PARK, NORWALK, CT 06851CRD# 2075676Firm CRD# 146869
01

About

Curtis Francis Brockelman is a registered financial advisor based in NORWALK, Connecticut, affiliated with HARVEST VOLATILITY MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
03

Firm Overview

Firm
HARVEST VOLATILITY MANAGEMENT, LLC
HARVEST VOLATILITY MANAGEMENT, LLC
AUM
$217M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at HARVEST VOLATILITY MANAGEMENT, LLC →
Services
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: REVENUE SHARE WITH ANOTHER INVESTMENT ADVISER
Regulatory
SEC/IARD CRD# 2075676
Firm CRD# 146869
3 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Curtis Francis Brockelman offer?
Curtis Francis Brockelman specializes in Investment Management, Wealth Management. Contact their office in NORWALK, Connecticut for a consultation.
What are Curtis Francis Brockelman's credentials?
Curtis Francis Brockelman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Curtis Francis Brockelman located?
Curtis Francis Brockelman is based in NORWALK, Connecticut, working with HARVEST VOLATILITY MANAGEMENT, LLC. Their office serves clients in the NORWALK metropolitan area and surrounding communities.
How does Curtis Francis Brockelman charge for services?
Curtis Francis Brockelman's firm is compensated through percentage of aum, performance-based fees, other: revenue share with another investment adviser. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HARVEST VOLATILITY MANAGEMENT, LLC?
HARVEST VOLATILITY MANAGEMENT, LLC has approximately 5 employees and manages $217M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Connecticut
GREENWICH (1150)STAMFORD (1131)WESTPORT (338)HARTFORD (225)DARIEN (222)
City Guides
GREENWICH GuideSTAMFORD GuideWESTPORT GuideHARTFORD GuideDARIEN Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
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