Unclaimed Profile

Marc Bruce Rock

FOUNTAINHEAD MULTI-FAMILY OFFICE, LLC·NEW CANAAN, Connecticut

SIE, Series 7, Series 24, Series 55, Series 63, Series 66Clean record16 years registeredFOUNTAINHEAD MULTI-FAMILY OFFICE, LLC

76 ELM STREET, NEW CANAAN, CT 06840CRD# 2469584Firm CRD# 332017

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marc Bruce Rock · NEW CANAAN, CT

Registration

CRD #2469584 · FOUNTAINHEAD MULTI-FAMILY OFFICE, LLC · 16 years registered

Brand Profile

Not yet started

Career History

LIDO

Dec 2025 – present

FOUNTAINHEAD ADVISORS

Mar 2011 – Jan 2026

WARREN, NJ

PARK AVENUE SECURITIES LLC

Nov 2009 – Mar 2011

HOLMDEL, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 55

Series 63

Series 66

Registration record

First registered · November 18, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FOUNTAINHEAD MULTI-FAMILY OFFICE, LLC

CRD 332017 · SEC 801-131066

Employees

Total firm employees

Services offered by FOUNTAINHEAD MULTI-FAMILY OFFICE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at FOUNTAINHEAD MULTI-FAMILY OFFICE, LLC →

Introduction

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Frequently Asked Questions

What services does Marc Bruce Rock offer?

Marc Bruce Rock specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in NEW CANAAN, Connecticut for a consultation.

What are Marc Bruce Rock's credentials?

Marc Bruce Rock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marc Bruce Rock located?

Marc Bruce Rock is based in NEW CANAAN, Connecticut, working with FOUNTAINHEAD MULTI-FAMILY OFFICE, LLC. Their office serves clients in the NEW CANAAN metropolitan area and surrounding communities.

How does Marc Bruce Rock charge for services?

Marc Bruce Rock's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FOUNTAINHEAD MULTI-FAMILY OFFICE, LLC?

FOUNTAINHEAD MULTI-FAMILY OFFICE, LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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