Unclaimed Profile

Joseph Halpern

FOUNTAINHEAD MULTI-FAMILY OFFICE, LLC·NEW CANAAN, Connecticut

SIE, Series 4, Series 7, Series 24, Series 55, Series 57TO, Series 63, Series 65, Series 79, Series 86, Series 87, Series 99TOClean record9 years registeredFOUNTAINHEAD MULTI-FAMILY OFFICE, LLC

76 ELM STREET, NEW CANAAN, CT 06840CRD# 4637169Firm CRD# 332017

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Halpern · NEW CANAAN, CT

Registration

CRD #4637169 · FOUNTAINHEAD MULTI-FAMILY OFFICE, LLC · 9 years registered

Brand Profile

Not yet started

Career History

OBSIDIAN CIO LLC

Mar 2026 – present

EXCEED ADVISORY LLC

Feb 2026 – present

EXCEED ADVISORY LLC

Feb 2025 – Dec 2025

NEW YORK, NY

FOUNTAINHEAD AM, LLC

Jul 2017 – Dec 2017

EDISON, NJ

FOUNTAINHEAD ADVISORS

Apr 2017 – Jan 2026

WARREN, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 55

Series 57TO

Series 63

Series 65

Series 79

Series 86

Series 87

Series 99TO

Registration record

First registered · April 4, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FOUNTAINHEAD MULTI-FAMILY OFFICE, LLC

CRD 332017 · SEC 801-131066

Employees

Total firm employees

Services offered by FOUNTAINHEAD MULTI-FAMILY OFFICE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at FOUNTAINHEAD MULTI-FAMILY OFFICE, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Halpern offer?

Joseph Halpern specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in NEW CANAAN, Connecticut for a consultation.

What are Joseph Halpern's credentials?

Joseph Halpern is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Halpern located?

Joseph Halpern is based in NEW CANAAN, Connecticut, working with FOUNTAINHEAD MULTI-FAMILY OFFICE, LLC. Their office serves clients in the NEW CANAAN metropolitan area and surrounding communities.

How does Joseph Halpern charge for services?

Joseph Halpern's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FOUNTAINHEAD MULTI-FAMILY OFFICE, LLC?

FOUNTAINHEAD MULTI-FAMILY OFFICE, LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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