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William Francis Cummings

OSAIC INSTITUTIONS, INC.·MERIDEN, Connecticut
SIE, Series 7, Series 24Clean recordOSAIC INSTITUTIONS, INC.
538 PRESTON AVENUE, MERIDEN, CT 06450-4858CRD# 4761165Firm CRD# 35371

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Francis Cummings · MERIDEN, CT
Registration
CRD #4761165 · OSAIC INSTITUTIONS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
OSAIC INSTITUTIONS, INC.
CRD 35371 · SEC 801-67242
AUM
$3.6B
Regulatory assets under management
Employees
722
8,478 client accounts
Services offered by OSAIC INSTITUTIONS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at OSAIC INSTITUTIONS, INC. →
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Frequently Asked Questions

What services does William Francis Cummings offer?
William Francis Cummings specializes in Financial Planning, Investment Management. Contact their office in MERIDEN, Connecticut for a consultation.
What are William Francis Cummings's credentials?
William Francis Cummings is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Francis Cummings located?
William Francis Cummings is based in MERIDEN, Connecticut, working with OSAIC INSTITUTIONS, INC.. Their office serves clients in the MERIDEN metropolitan area and surrounding communities.
How does William Francis Cummings charge for services?
William Francis Cummings's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OSAIC INSTITUTIONS, INC.?
OSAIC INSTITUTIONS, INC. has approximately 722 employees and manages $3.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at OSAIC INSTITUTIONS, INC.

John Michael Koth
MERIDEN, CT
Margaret C Goz
MERIDEN, CT
John Francis Jr Martin
MERIDEN, CT
Stephen Paul Amarante
MERIDEN, CT

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