AdvisorOS Directory
Claim Profile
Unclaimed Profile
MG

Margaret C Goz

OSAIC INSTITUTIONS, INC.·MERIDEN, Connecticut
SIE, Series 28, Series 99Clean recordOSAIC INSTITUTIONS, INC.
538 PRESTON AVENUE, MERIDEN, CT 06450-4858CRD# 5458296Firm CRD# 35371

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Margaret C Goz · MERIDEN, CT
Registration
CRD #5458296 · OSAIC INSTITUTIONS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 28
Series 99
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
OSAIC INSTITUTIONS, INC.
CRD 35371 · SEC 801-67242
AUM
$3.6B
Regulatory assets under management
Employees
722
8,478 client accounts
Services offered by OSAIC INSTITUTIONS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at OSAIC INSTITUTIONS, INC. →
Introduction

Speak with Margaret C

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Margaret C is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MERIDEN?

Browse all registered financial advisors in MERIDEN, Connecticut or claim this profile if it's yours.

Browse MERIDEN AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Margaret C Goz offer?
Margaret C Goz specializes in Financial Planning, Investment Management. Contact their office in MERIDEN, Connecticut for a consultation.
What are Margaret C Goz's credentials?
Margaret C Goz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Margaret C Goz located?
Margaret C Goz is based in MERIDEN, Connecticut, working with OSAIC INSTITUTIONS, INC.. Their office serves clients in the MERIDEN metropolitan area and surrounding communities.
How does Margaret C Goz charge for services?
Margaret C Goz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OSAIC INSTITUTIONS, INC.?
OSAIC INSTITUTIONS, INC. has approximately 722 employees and manages $3.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at OSAIC INSTITUTIONS, INC.

John Michael Koth
MERIDEN, CT
William Francis Cummings
MERIDEN, CT
John Francis Jr Martin
MERIDEN, CT
Stephen Paul Amarante
MERIDEN, CT

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Connecticut
STAMFORD (246)GREENWICH (197)WESTPORT (100)HARTFORD (90)WEST HARTFORD (82)WILTON (50)DARIEN (48)GLASTONBURY (40)FAIRFIELD (36)NORWALK (35)
City Guides
STAMFORD GuideGREENWICH GuideWESTPORT GuideHARTFORD GuideWEST HARTFORD Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
Request removal of this profile