Unclaimed Profile

Margaret C Goz

OSAIC INSTITUTIONS, INC.·MERIDEN, Connecticut

OSAIC INSTITUTIONS, INC.

538 PRESTON AVENUE, MERIDEN, CT 06450-4858CRD# 5458296Firm CRD# 35371

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Margaret C Goz · MERIDEN, CT

Registration

CRD #5458296 · OSAIC INSTITUTIONS, INC.

Brand Profile

Not yet started

Disclosure history

9 disclosures on file · See FINRA BrokerCheck for full record

About

Margaret C Goz is a registered financial advisor based in MERIDEN, Connecticut, affiliated with OSAIC INSTITUTIONS, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

OSAIC INSTITUTIONS, INC.

AUM

$3.6B

Regulatory assets under management

Employees

722

Total firm employees

View all advisors at OSAIC INSTITUTIONS, INC. →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 5458296

Firm CRD# 35371

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Margaret C Goz offer?

Margaret C Goz specializes in Financial Planning, Investment Management. Contact their office in MERIDEN, Connecticut for a consultation.

What are Margaret C Goz's credentials?

Margaret C Goz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Margaret C Goz located?

Margaret C Goz is based in MERIDEN, Connecticut, working with OSAIC INSTITUTIONS, INC.. Their office serves clients in the MERIDEN metropolitan area and surrounding communities.

How does Margaret C Goz charge for services?

Margaret C Goz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OSAIC INSTITUTIONS, INC.?

OSAIC INSTITUTIONS, INC. has approximately 722 employees and manages $3.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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