Unclaimed Profile

John Michael Koth

OSAIC INSTITUTIONS, INC.·MERIDEN, Connecticut

SIE, Series 4, Series 7, Series 14, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 65, Series 66, Series 99TOClean record11 years registeredOSAIC INSTITUTIONS, INC.

538 PRESTON AVENUE, MERIDEN, CT 06450-4858CRD# 1760032Firm CRD# 35371

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Michael Koth · MERIDEN, CT

Registration

CRD #1760032 · OSAIC INSTITUTIONS, INC. · 11 years registered

Brand Profile

Not yet started

Career History

OSAIC INSTITUTIONS, INC.

Dec 2023 – present

OSAIC INSTITUTIONS, INC.

Nov 2014 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 65

Series 66

Series 99TO

Registration record

First registered · November 18, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OSAIC INSTITUTIONS, INC.

CRD 35371 · SEC 801-67242

AUM

$3.6B

Regulatory assets under management

Employees

722

8,478 client accounts

Services offered by OSAIC INSTITUTIONS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at OSAIC INSTITUTIONS, INC. →

Introduction

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Frequently Asked Questions

What services does John Michael Koth offer?

John Michael Koth specializes in Financial Planning, Investment Management. Contact their office in MERIDEN, Connecticut for a consultation.

What are John Michael Koth's credentials?

John Michael Koth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Michael Koth located?

John Michael Koth is based in MERIDEN, Connecticut, working with OSAIC INSTITUTIONS, INC.. Their office serves clients in the MERIDEN metropolitan area and surrounding communities.

How does John Michael Koth charge for services?

John Michael Koth's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OSAIC INSTITUTIONS, INC.?

OSAIC INSTITUTIONS, INC. has approximately 722 employees and manages $3.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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