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Francis George Waltman

NEWFLEET ASSET MANAGEMENT, LLC·HARTFORD, Connecticut
Unclaimed Profile
ONE FINANACIAL PLAZA, HARTFORD, CT 06103CRD# 1778566Firm CRD# 104532
01

About

Francis George Waltman is a registered financial advisor based in HARTFORD, Connecticut, affiliated with NEWFLEET ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
NEWFLEET ASSET MANAGEMENT, LLC
NEWFLEET ASSET MANAGEMENT, LLC
AUM
$10.1B
Regulatory assets under management
Employees
28
Total firm employees
View all advisors at NEWFLEET ASSET MANAGEMENT, LLC →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 1778566
Firm CRD# 104532
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Francis George Waltman offer?
Francis George Waltman specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in HARTFORD, Connecticut for a consultation.
What are Francis George Waltman's credentials?
Francis George Waltman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Francis George Waltman located?
Francis George Waltman is based in HARTFORD, Connecticut, working with NEWFLEET ASSET MANAGEMENT, LLC. Their office serves clients in the HARTFORD metropolitan area and surrounding communities.
How does Francis George Waltman charge for services?
Francis George Waltman's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NEWFLEET ASSET MANAGEMENT, LLC?
NEWFLEET ASSET MANAGEMENT, LLC has approximately 28 employees and manages $10.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Connecticut
GREENWICH (1150)STAMFORD (1131)WESTPORT (338)DARIEN (222)NORWALK (134)
City Guides
GREENWICH GuideSTAMFORD GuideWESTPORT GuideDARIEN GuideNORWALK Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
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