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NEWFLEET ASSET MANAGEMENT, LLC
NEWFLEET ASSET MANAGEMENT, LLC
HARTFORD, Connecticut
·
12 registered advisors
·
CRD# 104532
SEC# 801-51559
0
877-332-8172
01
Firm Overview
AUM
$10.1B
Regulatory assets under management
Employees
28
Total firm employees
Advisors
12
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Compensation
Percentage of AUM
Performance-based fees
03
Specialties
Investment Management
Retirement Planning
Wealth Management
04
Advisors at NEWFLEET ASSET MANAGEMENT, LLC
12 registered advisors
Benjamin Lucien Caron
HARTFORD, Connecticut
CRD# 2870840
Christopher Jude Kelleher
HARTFORD, Connecticut
CRD# 5029310
David Leon Albrycht
HARTFORD, Connecticut
CRD# 1279251
Diane Margaretta Spirandelli
SAN FRANCISCO, California
CRD# 4959940
Francis George Waltman
HARTFORD, Connecticut
CRD# 1778566
James Robert Sena
HARTFORD, Connecticut
CRD# 2735258
Kyle Arthur Jennings
HARTFORD, Connecticut
CRD# 2972395
Laura Marie Krajewski
HARTFORD, Connecticut
CRD# 6179423
Lisa H Leonard
HARTFORD, Connecticut
CRD# 5941366
Mark Richard Palmer
SAN FRANCISCO, California
CRD# 2380558
Michael Nmn Sollicito
HARTFORD, Connecticut
CRD# 2910709
Robert Louis Bishop
HARTFORD, Connecticut
CRD# 717235
05
Office Locations
HARTFORD, Connecticut
10 advisors
SAN FRANCISCO, California
2 advisors
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Data sourced from SEC Form ADV filings. NEWFLEET ASSET MANAGEMENT, LLC (CRD# 104532) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.