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William Lee Matthes

COMPASS ASSET MANAGEMENT LLC·GUILFORD, Connecticut
Clean recordCOMPASS ASSET MANAGEMENT LLC
10 WATER STREET, GUILFORD, CT 06437CRD# 1127116Firm CRD# 106289

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Lee Matthes · GUILFORD, CT
Registration
CRD #1127116 · COMPASS ASSET MANAGEMENT LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

William Lee Matthes is a registered financial advisor based in GUILFORD, Connecticut, affiliated with COMPASS ASSET MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
COMPASS WEALTH MANAGEMENT LLC
COMPASS WEALTH MANAGEMENT LLC
AUM
$542M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at COMPASS WEALTH MANAGEMENT LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 1127116
Firm CRD# 106289
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does William Lee Matthes offer?
William Lee Matthes specializes in Financial Planning, Investment Management. Contact their office in GUILFORD, Connecticut for a consultation.
What are William Lee Matthes's credentials?
William Lee Matthes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Lee Matthes located?
William Lee Matthes is based in GUILFORD, Connecticut, working with COMPASS ASSET MANAGEMENT LLC. Their office serves clients in the GUILFORD metropolitan area and surrounding communities.
How does William Lee Matthes charge for services?
William Lee Matthes's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COMPASS ASSET MANAGEMENT LLC?
COMPASS ASSET MANAGEMENT LLC has approximately 5 employees and manages $542M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at COMPASS ASSET MANAGEMENT LLC

Jason W Bear
GUILFORD, CT
Carolyn Ann Matthes
GUILFORD, CT

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Research
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