Unclaimed Profile

Patrick Mcleod Smith

SHORELINE FINANCIAL ADVISORS, LLC·GUILFORD, Connecticut

Series 7, Series 66Clean record24 years registeredSHORELINE FINANCIAL ADVISORS, LLC

246 GOOSE LANE, GUILFORD, CT 06437CRD# 2309088Firm CRD# 146040

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patrick Mcleod Smith · GUILFORD, CT

Registration

CRD #2309088 · SHORELINE FINANCIAL ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

SAVANT WEALTH MANAGEMENT

Apr 2026 – present

EXENCIAL WEALTH ADVISORS

Feb 2023 – Apr 2026

Guilford, CT

SHORELINE FINANCIAL ADVISORS, LLC

Nov 2009 – Mar 2023

GUILFORD, CT

RAYMOND JAMES FINANCIAL SERVICES

Nov 2001 – Jun 2008

GUILFORD, CT

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · November 23, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SHORELINE FINANCIAL ADVISORS, LLC

CRD 146040 · SEC 801-68688

AUM

$223M

Regulatory assets under management

Employees

676 client accounts

Services offered by SHORELINE FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SHORELINE FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Patrick Mcleod Smith offer?

Patrick Mcleod Smith specializes in Financial Planning, Investment Management. Contact their office in GUILFORD, Connecticut for a consultation.

What are Patrick Mcleod Smith's credentials?

Patrick Mcleod Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patrick Mcleod Smith located?

Patrick Mcleod Smith is based in GUILFORD, Connecticut, working with SHORELINE FINANCIAL ADVISORS, LLC. Their office serves clients in the GUILFORD metropolitan area and surrounding communities.

How does Patrick Mcleod Smith charge for services?

Patrick Mcleod Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SHORELINE FINANCIAL ADVISORS, LLC?

SHORELINE FINANCIAL ADVISORS, LLC has approximately 4 employees and manages $223M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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