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Patrick Mcleod Smith

SHORELINE FINANCIAL ADVISORS, LLC·GUILFORD, Connecticut
Clean recordSHORELINE FINANCIAL ADVISORS, LLC
246 GOOSE LANE, GUILFORD, CT 06437CRD# 2309088Firm CRD# 146040

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Patrick Mcleod Smith · GUILFORD, CT
Registration
CRD #2309088 · SHORELINE FINANCIAL ADVISORS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Patrick Mcleod Smith is a registered financial advisor based in GUILFORD, Connecticut, affiliated with SHORELINE FINANCIAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
SHORELINE FINANCIAL ADVISORS, LLC
SHORELINE FINANCIAL ADVISORS, LLC
AUM
$223M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at SHORELINE FINANCIAL ADVISORS, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2309088
Firm CRD# 146040
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Patrick Mcleod Smith offer?
Patrick Mcleod Smith specializes in Financial Planning, Investment Management. Contact their office in GUILFORD, Connecticut for a consultation.
What are Patrick Mcleod Smith's credentials?
Patrick Mcleod Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Patrick Mcleod Smith located?
Patrick Mcleod Smith is based in GUILFORD, Connecticut, working with SHORELINE FINANCIAL ADVISORS, LLC. Their office serves clients in the GUILFORD metropolitan area and surrounding communities.
How does Patrick Mcleod Smith charge for services?
Patrick Mcleod Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SHORELINE FINANCIAL ADVISORS, LLC?
SHORELINE FINANCIAL ADVISORS, LLC has approximately 4 employees and manages $223M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SHORELINE FINANCIAL ADVISORS, LLC

Brendan Thomas Smith
GUILFORD, CT

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Research
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