Unclaimed Profile

Robert John Monte

MONTE FINANCIAL GROUP, LLC·GUILFORD, Connecticut

Series 3, Series 7, Series 63Clean record32 years registeredMONTE FINANCIAL GROUP, LLC

30 LONG HILL ROAD, GUILFORD, CT 06437CRD# 1259890Firm CRD# 150119

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert John Monte · GUILFORD, CT

Registration

CRD #1259890 · MONTE FINANCIAL GROUP, LLC · 32 years registered

Brand Profile

Not yet started

Career History

MONTE FINANCIAL GROUP, LLC

Jun 2009 – present

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Jul 2009

GUILFORD, CT

CITIGROUP GLOBAL MARKETS INC.

Sep 1993 – Jun 2009

GUILFORD, CT

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Registration record

First registered · September 10, 1993

Years registered · 32

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MONTE FINANCIAL GROUP, LLC

CRD 150119 · SEC 801-70207

AUM

$373M

Regulatory assets under management

Employees

404 client accounts

Services offered by MONTE FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MONTE FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Robert John Monte offer?

Robert John Monte specializes in Financial Planning, Investment Management. Contact their office in GUILFORD, Connecticut for a consultation.

What are Robert John Monte's credentials?

Robert John Monte is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert John Monte located?

Robert John Monte is based in GUILFORD, Connecticut, working with MONTE FINANCIAL GROUP, LLC. Their office serves clients in the GUILFORD metropolitan area and surrounding communities.

How does Robert John Monte charge for services?

Robert John Monte's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MONTE FINANCIAL GROUP, LLC?

MONTE FINANCIAL GROUP, LLC has approximately 9 employees and manages $373M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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