Unclaimed Profile

Robert Southworth Searle

SEARLE & CO.·GREENWICH, Connecticut

SIE, Series 4, Series 7, Series 14, Series 24, Series 40, Series 52TO, Series 66, Series 79TO, Series 99TO23 years registeredSEARLE & CO.

333 GREENWICH AVENUE, GREENWICH, CT 06830CRD# 839312Firm CRD# 13035

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Southworth Searle · GREENWICH, CT

Registration

CRD #839312 · SEARLE & CO. · 23 years registered

Brand Profile

Not yet started

Career History

SEARLE & CO.

Nov 2002 – present

SCS ASSET MANAGEMENT, INC

Nov 2004 – Sep 2007

TAMPA, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 40

Series 52TO

Series 66

Series 79TO

Series 99TO

Registration record

First registered · November 6, 2002

Years registered · 23

Disclosure History

2011Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

SEARLE & CO.

CRD 13035 · SEC 801-68574

AUM

$649M

Regulatory assets under management

Employees

129 client accounts

Services offered by SEARLE & CO.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SEARLE & CO. →

Introduction

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Frequently Asked Questions

What services does Robert Southworth Searle offer?

Robert Southworth Searle specializes in Investment Management. Contact their office in GREENWICH, Connecticut for a consultation.

What are Robert Southworth Searle's credentials?

Robert Southworth Searle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Southworth Searle located?

Robert Southworth Searle is based in GREENWICH, Connecticut, working with SEARLE & CO.. Their office serves clients in the GREENWICH metropolitan area and surrounding communities.

How does Robert Southworth Searle charge for services?

Robert Southworth Searle's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SEARLE & CO.?

SEARLE & CO. has approximately 11 employees and manages $649M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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