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Jay Joseph Buck

ROCKWOOD INVESTMENT MANAGEMENT, INC.·GREENWICH, Connecticut
Series 3, Series 5, Series 7, Series 24, Series 63Clean recordROCKWOOD INVESTMENT MANAGEMENT, INC.
35 MASON STREET, GREENWICH, CT 06830CRD# 839699Firm CRD# 161521

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jay Joseph Buck · GREENWICH, CT
Registration
CRD #839699 · ROCKWOOD INVESTMENT MANAGEMENT, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
Series 3
Series 5
Series 7
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ROCKWOOD INVESTMENT MANAGEMENT, INC.
CRD 161521 · SEC 802-77639
AUM
$246M
Regulatory assets under management
Services offered by ROCKWOOD INVESTMENT MANAGEMENT, INC.
Per Form ADV
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at ROCKWOOD INVESTMENT MANAGEMENT, INC. →
Introduction

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04

Frequently Asked Questions

What services does Jay Joseph Buck offer?
Jay Joseph Buck specializes in Retirement Planning, Wealth Management. Contact their office in GREENWICH, Connecticut for a consultation.
What are Jay Joseph Buck's credentials?
Jay Joseph Buck is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jay Joseph Buck located?
Jay Joseph Buck is based in GREENWICH, Connecticut, working with ROCKWOOD INVESTMENT MANAGEMENT, INC.. Their office serves clients in the GREENWICH metropolitan area and surrounding communities.
How does Jay Joseph Buck charge for services?
Jay Joseph Buck's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROCKWOOD INVESTMENT MANAGEMENT, INC.?
ROCKWOOD INVESTMENT MANAGEMENT, INC. is a registered investment adviser with the SEC, managing $246M in regulatory assets under management. See their Form ADV for full details.
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