AdvisorOS Directory
Claim Profile
Unclaimed Profile
KP

Karen Lynn Peters

SEARLE & CO.·GREENWICH, Connecticut
SIE, Series 27, Series 63, Series 72, Series 99TOClean recordSEARLE & CO.
333 GREENWICH AVENUE, GREENWICH, CT 06830CRD# 2080613Firm CRD# 13035

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Karen Lynn Peters · GREENWICH, CT
Registration
CRD #2080613 · SEARLE & CO.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 27
Series 63
Series 72
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
SEARLE & CO.
CRD 13035 · SEC 801-68574
AUM
$649M
Regulatory assets under management
Employees
11
129 client accounts
Services offered by SEARLE & CO.
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at SEARLE & CO. →
Introduction

Speak with Karen Lynn

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Karen Lynn is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in GREENWICH?

Browse all registered financial advisors in GREENWICH, Connecticut or claim this profile if it's yours.

Browse GREENWICH AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Karen Lynn Peters offer?
Karen Lynn Peters specializes in Investment Management. Contact their office in GREENWICH, Connecticut for a consultation.
What are Karen Lynn Peters's credentials?
Karen Lynn Peters is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Karen Lynn Peters located?
Karen Lynn Peters is based in GREENWICH, Connecticut, working with SEARLE & CO.. Their office serves clients in the GREENWICH metropolitan area and surrounding communities.
How does Karen Lynn Peters charge for services?
Karen Lynn Peters's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SEARLE & CO.?
SEARLE & CO. has approximately 11 employees and manages $649M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at SEARLE & CO.

Thaddeus Sajous Cook
GREENWICH, CT
Robert Southworth Searle
GREENWICH, CT

More Advisors in GREENWICH, Connecticut

Clifford Scott Asness
AQR CAPITAL MANAGEMENT, LLC·GREENWICH, CT
John Michael Wildern
NORTHCOAST ASSET MANAGEMENT LLC·GREENWICH, CT
CFP
Charles Morgan Royce
OXFORD SQUARE MANAGEMENT, LLC·GREENWICH, CT
Amy Kommer Minella
CARDINAL CAPITAL MANAGEMENT, L.L.C.·GREENWICH, CT
Samir Siahmed
GENERATIVE INVESTMENT PARTNERS LP·GREENWICH, CT
Patricia Reed Centeno
GFO ADVISORY SERVICES, LLC·GREENWICH, CT

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Connecticut
STAMFORD (246)WESTPORT (100)HARTFORD (90)WEST HARTFORD (82)WILTON (50)DARIEN (48)GLASTONBURY (40)FAIRFIELD (36)NORWALK (35)FARMINGTON (30)
City Guides
STAMFORD GuideWESTPORT GuideHARTFORD GuideWEST HARTFORD GuideWILTON Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
Request removal of this profile