Unclaimed Profile

Robert Scott Matthews

FIELDPOINT PRIVATE SECURITIES, LLC·GREENWICH, Connecticut

SIE, Series 3, Series 6, Series 7, Series 8, Series 22, Series 24, Series 63, Series 6530 years registeredFIELDPOINT PRIVATE SECURITIES, LLC

100 FIELD POINT ROAD, GREENWICH, CT 06830CRD# 1008604Firm CRD# 18975

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Scott Matthews · GREENWICH, CT

Registration

CRD #1008604 · FIELDPOINT PRIVATE SECURITIES, LLC · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIELDPOINT PRIVATE SECURITIES, LLC

FIELDPOINT PRIVATE SECURITIES LLC

May 2011 – Oct 2019

GREENWICH, CT

CITIGROUP GLOBAL MARKETS INC.

Dec 1995 – Aug 2008

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6

Series 7

Series 8

Series 22

Series 24

Series 63

Series 65

Registration record

First registered · December 5, 1995

Years registered · 30

Disclosure History

2002Customer Dispute·Award / Judgment

2002Customer Dispute·Settled

2001Customer Dispute·Award / Judgment

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DOMINARI SECURITIES LLC

CRD 18975 · SEC 801-78295

AUM

$27M

Regulatory assets under management

Employees

124 client accounts

Services offered by DOMINARI SECURITIES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DOMINARI SECURITIES LLC →

Introduction

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Frequently Asked Questions

What services does Robert Scott Matthews offer?

Robert Scott Matthews specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Robert Scott Matthews's credentials?

Robert Scott Matthews is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Scott Matthews located?

Robert Scott Matthews is based in GREENWICH, Connecticut, last registered with FIELDPOINT PRIVATE SECURITIES, LLC.

How does Robert Scott Matthews charge for services?

Robert Scott Matthews's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIELDPOINT PRIVATE SECURITIES, LLC?

FIELDPOINT PRIVATE SECURITIES, LLC has approximately 11 employees and manages $27M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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