Unclaimed Profile

Mary Margaret Cooke

FIELDPOINT PRIVATE SECURITIES, LLC·GREENWICH, Connecticut

SIE, Series 4, Series 7, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 66, Series 99TOClean record22 years registeredFIELDPOINT PRIVATE SECURITIES, LLC

100 FIELD POINT ROAD, GREENWICH, CT 06830CRD# 1509433Firm CRD# 18975

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mary Margaret Cooke · GREENWICH, CT

Registration

CRD #1509433 · FIELDPOINT PRIVATE SECURITIES, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIELDPOINT PRIVATE SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Nov 2012 – Jun 2020

ATLANTA, GA

HARBOR LIGHT INVESTMENT ADVISORS, LLC

Aug 2011 – Oct 2012

VALRICO, FL

FSC SECURITIES CORPORATION

Jul 2010 – Jul 2011

ATLANTA, GA

MML INVESTORS SERVICES, INC.

May 2009 – May 2010

ATLANTA, GA

LINCOLN FINANCIAL ADVISORS CORPORATION

Jun 2008 – May 2009

ATLANTA, GA

SUNTRUST INVESTMENT SERVICES, INC.

Nov 2003 – May 2007

COLUMBUS, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 66

Series 99TO

Registration record

First registered · November 14, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DOMINARI SECURITIES LLC

CRD 18975 · SEC 801-78295

AUM

$27M

Regulatory assets under management

Employees

124 client accounts

Services offered by DOMINARI SECURITIES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DOMINARI SECURITIES LLC →

Introduction

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Frequently Asked Questions

What services does Mary Margaret Cooke offer?

Mary Margaret Cooke specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Mary Margaret Cooke's credentials?

Mary Margaret Cooke is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mary Margaret Cooke located?

Mary Margaret Cooke is based in GREENWICH, Connecticut, last registered with FIELDPOINT PRIVATE SECURITIES, LLC.

How does Mary Margaret Cooke charge for services?

Mary Margaret Cooke's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIELDPOINT PRIVATE SECURITIES, LLC?

FIELDPOINT PRIVATE SECURITIES, LLC has approximately 11 employees and manages $27M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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