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Nicola Francis Galluccio

TETON ADVISORS, LLC·GREENWICH, Connecticut
SIE, Series 7, Series 63, Series 65Clean recordTETON ADVISORS, LLC
189 MASON STREET, GREENWICH, CT 06830CRD# 1003002Firm CRD# 105963

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nicola Francis Galluccio · GREENWICH, CT
Registration
CRD #1003002 · TETON ADVISORS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
TETON ADVISORS, LLC
CRD 105963 · SEC 801-47568
AUM
$457M
Regulatory assets under management
Employees
10
15 client accounts
Services offered by TETON ADVISORS, LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
View all advisors at TETON ADVISORS, LLC →
Introduction

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04

Frequently Asked Questions

What services does Nicola Francis Galluccio offer?
Nicola Francis Galluccio specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in GREENWICH, Connecticut for a consultation.
What are Nicola Francis Galluccio's credentials?
Nicola Francis Galluccio is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nicola Francis Galluccio located?
Nicola Francis Galluccio is based in GREENWICH, Connecticut, working with TETON ADVISORS, LLC. Their office serves clients in the GREENWICH metropolitan area and surrounding communities.
How does Nicola Francis Galluccio charge for services?
Nicola Francis Galluccio's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TETON ADVISORS, LLC?
TETON ADVISORS, LLC has approximately 10 employees and manages $457M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TETON ADVISORS, LLC

Matthew Robert Gabelli
RYE, NY
Deanna Broggi Marotz
RYE, NY

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