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Nicola Francis Galluccio

TETON ADVISORS, LLC·GREENWICH, Connecticut
Clean recordTETON ADVISORS, LLC
189 MASON STREET, GREENWICH, CT 06830CRD# 1003002Firm CRD# 105963

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nicola Francis Galluccio · GREENWICH, CT
Registration
CRD #1003002 · TETON ADVISORS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Nicola Francis Galluccio is a registered financial advisor based in GREENWICH, Connecticut, affiliated with TETON ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Institutional Investors
Introduction

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03

Firm Overview

Firm
TETON ADVISORS, LLC
TETON ADVISORS, LLC
AUM
$457M
Regulatory assets under management
Employees
10
Total firm employees
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 1003002
Firm CRD# 105963
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Nicola Francis Galluccio offer?
Nicola Francis Galluccio specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in GREENWICH, Connecticut for a consultation.
What are Nicola Francis Galluccio's credentials?
Nicola Francis Galluccio is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nicola Francis Galluccio located?
Nicola Francis Galluccio is based in GREENWICH, Connecticut, working with TETON ADVISORS, LLC. Their office serves clients in the GREENWICH metropolitan area and surrounding communities.
How does Nicola Francis Galluccio charge for services?
Nicola Francis Galluccio's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TETON ADVISORS, LLC?
TETON ADVISORS, LLC has approximately 10 employees and manages $457M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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