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Deanna Broggi Marotz

TETON ADVISORS, INC.·RYE, New York
SIE, Series 6, Series 63Clean recordTETON ADVISORS, INC.
401 THEODORE FREMD AVENUE, RYE, NY 10580-1422CRD# 1740945Firm CRD# 105963

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Deanna Broggi Marotz · RYE, NY
Registration
CRD #1740945 · TETON ADVISORS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
TETON ADVISORS, LLC
CRD 105963 · SEC 801-47568
AUM
$457M
Regulatory assets under management
Employees
10
15 client accounts
Services offered by TETON ADVISORS, LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Introduction

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04

Frequently Asked Questions

What services does Deanna Broggi Marotz offer?
Deanna Broggi Marotz specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in RYE, New York for a consultation.
What are Deanna Broggi Marotz's credentials?
Deanna Broggi Marotz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Deanna Broggi Marotz located?
Deanna Broggi Marotz is based in RYE, New York, working with TETON ADVISORS, INC.. Their office serves clients in the RYE metropolitan area and surrounding communities.
How does Deanna Broggi Marotz charge for services?
Deanna Broggi Marotz's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TETON ADVISORS, INC.?
TETON ADVISORS, INC. has approximately 10 employees and manages $457M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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