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Gerald Richard Cummins

OXFORD SQUARE MANAGEMENT, LLC·GREENWICH, Connecticut
Clean recordOXFORD SQUARE MANAGEMENT, LLC
8 SOUND SHORE DRIVE, SUITE 255, GREENWICH, CT 06830CRD# 1322563Firm CRD# 127888

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Gerald Richard Cummins · GREENWICH, CT
Registration
CRD #1322563 · OXFORD SQUARE MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Gerald Richard Cummins is a registered financial advisor based in GREENWICH, Connecticut, affiliated with OXFORD SQUARE MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Institutional Investors
Introduction

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03

Firm Overview

Firm
OXFORD SQUARE MANAGEMENT, LLC
OXFORD SQUARE MANAGEMENT, LLC
AUM
$278M
Regulatory assets under management
Employees
24
Total firm employees
View all advisors at OXFORD SQUARE MANAGEMENT, LLC →
Services
Portfolio management (pooled investments)
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 1322563
Firm CRD# 127888
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Gerald Richard Cummins offer?
Gerald Richard Cummins specializes in Investment Management. Contact their office in GREENWICH, Connecticut for a consultation.
What are Gerald Richard Cummins's credentials?
Gerald Richard Cummins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gerald Richard Cummins located?
Gerald Richard Cummins is based in GREENWICH, Connecticut, working with OXFORD SQUARE MANAGEMENT, LLC. Their office serves clients in the GREENWICH metropolitan area and surrounding communities.
How does Gerald Richard Cummins charge for services?
Gerald Richard Cummins's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OXFORD SQUARE MANAGEMENT, LLC?
OXFORD SQUARE MANAGEMENT, LLC has approximately 24 employees and manages $278M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at OXFORD SQUARE MANAGEMENT, LLC

Saul Barak Rosenthal
GREENWICH, CT
Charles Morgan Royce
GREENWICH, CT
Jonathan Harris Cohen
GREENWICH, CT
Bruce Lawrence Rubin
GREENWICH, CT

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Research
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