Unclaimed Profile

Charles Morgan Royce

OXFORD SQUARE MANAGEMENT, LLC·GREENWICH, Connecticut

Series 1, Series 40Clean record23 years registeredOXFORD SQUARE MANAGEMENT, LLC

8 SOUND SHORE DRIVE, SUITE 255, GREENWICH, CT 06830CRD# 406314Firm CRD# 127888

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Morgan Royce · GREENWICH, CT

Registration

CRD #406314 · OXFORD SQUARE MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OXFORD SQUARE MANAGEMENT, LLC

ROYCE INVESTMENT PARTNERS

Nov 2002 – Jan 2026

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

Series 1

Series 40

Registration record

First registered · November 4, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OXFORD SQUARE MANAGEMENT, LLC

CRD 127888 · SEC 801-62278

AUM

$278M

Regulatory assets under management

Employees

1 client accounts

Services offered by OXFORD SQUARE MANAGEMENT, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at OXFORD SQUARE MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Morgan Royce offer?

Charles Morgan Royce specializes in Investment Management.

What are Charles Morgan Royce's credentials?

Charles Morgan Royce is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Morgan Royce located?

Charles Morgan Royce is based in GREENWICH, Connecticut, last registered with OXFORD SQUARE MANAGEMENT, LLC.

How does Charles Morgan Royce charge for services?

Charles Morgan Royce's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OXFORD SQUARE MANAGEMENT, LLC?

OXFORD SQUARE MANAGEMENT, LLC has approximately 24 employees and manages $278M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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