Unclaimed Profile

Sheri Iannetta Cupo

SAGEBROADVIEW WEALTH MANAGEMENT, LLC·FARMINGTON, Connecticut

Series 65Clean record24 years registeredSAGEBROADVIEW WEALTH MANAGEMENT, LLC

10 WATERSIDE DRIVE, FARMINGTON, CT 06032-2837CRD# 4554123Firm CRD# 126472

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sheri Iannetta Cupo · FARMINGTON, CT

Registration

CRD #4554123 · SAGEBROADVIEW WEALTH MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAGEBROADVIEW WEALTH MANAGEMENT, LLC

SAGEBROADVIEW WEALTH MANAGEMENT, LLC

Jan 2014 – Dec 2023

MORRISTOWN, NJ

SAGE ADVISORY GROUP, LLC

Jun 2002 – Jan 2014

MORRISTOWN, NJ

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 26, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAGEBROADVIEW WEALTH MANAGEMENT, LLC

CRD 126472 · SEC 801-100506

AUM

$318M

Regulatory assets under management

Employees

586 client accounts

Services offered by SAGEBROADVIEW WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SAGEBROADVIEW WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Sheri Iannetta Cupo offer?

Sheri Iannetta Cupo specializes in Financial Planning, Investment Management.

What are Sheri Iannetta Cupo's credentials?

Sheri Iannetta Cupo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sheri Iannetta Cupo located?

Sheri Iannetta Cupo is based in FARMINGTON, Connecticut, last registered with SAGEBROADVIEW WEALTH MANAGEMENT, LLC.

How does Sheri Iannetta Cupo charge for services?

Sheri Iannetta Cupo's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGEBROADVIEW WEALTH MANAGEMENT, LLC?

SAGEBROADVIEW WEALTH MANAGEMENT, LLC has approximately 5 employees and manages $318M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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