Unclaimed Profile

Bruce Marcel Del Conte

SAGEBROADVIEW FINANCIAL PLANNING, LLC·FARMINGTON, Connecticut

Series 7, Series 63Clean record25 years registeredSAGEBROADVIEW FINANCIAL PLANNING, LLC

6 EXECUTIVE DRIVE, FARMINGTON, CT 06032CRD# 4650106Firm CRD# 126472

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bruce Marcel Del Conte · FARMINGTON, CT

Registration

CRD #4650106 · SAGEBROADVIEW FINANCIAL PLANNING, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAGEBROADVIEW FINANCIAL PLANNING, LLC

SAGEBROADVIEW FINANCIAL PLANNING, LLC

Mar 2001 – May 2018

FARMINGTON, CT

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · March 19, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAGEBROADVIEW WEALTH MANAGEMENT, LLC

CRD 126472 · SEC 801-100506

AUM

$318M

Regulatory assets under management

Employees

586 client accounts

Services offered by SAGEBROADVIEW WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SAGEBROADVIEW WEALTH MANAGEMENT, LLC →

Introduction

Speak with Bruce

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Bruce is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in FARMINGTON?

Browse all registered financial advisors in FARMINGTON, Connecticut or claim this profile if it's yours.

Browse FARMINGTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Bruce Marcel Del Conte offer?

Bruce Marcel Del Conte specializes in Financial Planning, Investment Management.

What are Bruce Marcel Del Conte's credentials?

Bruce Marcel Del Conte is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bruce Marcel Del Conte located?

Bruce Marcel Del Conte is based in FARMINGTON, Connecticut, last registered with SAGEBROADVIEW FINANCIAL PLANNING, LLC.

How does Bruce Marcel Del Conte charge for services?

Bruce Marcel Del Conte's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGEBROADVIEW FINANCIAL PLANNING, LLC?

SAGEBROADVIEW FINANCIAL PLANNING, LLC has approximately 5 employees and manages $318M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →