Unclaimed Profile

Denis Michael Horrigan

CONNECTICUT WEALTH MANAGEMENT, LLC·FARMINGTON, Connecticut

Series 7, Series 63, Series 65, Series 66Clean record25 years registeredCONNECTICUT WEALTH MANAGEMENT, LLC

281 FARMINGTON AVENUE, FARMINGTON, CT 06032-1911CRD# 2214876Firm CRD# 154310

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Denis Michael Horrigan · FARMINGTON, CT

Registration

CRD #2214876 · CONNECTICUT WEALTH MANAGEMENT, LLC · 25 years registered

Brand Profile

Not yet started

Career History

CONNECTICUT WEALTH MANAGEMENT, LLC

Oct 2010 – present

KR WEALTH MANAGEMENT, LLC

Nov 2009 – Oct 2010

FARMINGTON, CT

LPL FINANCIAL LLC

May 2008 – Jan 2012

FARMINGTON, CT

ST GERMAIN INVESTMENT MANAGEMENT

Mar 2006 – Feb 2008

HARTFORD, CT

INDEPENDENT ADVISERS GROUP CORP

Nov 2000 – Jun 2003

EAST HARTFORD, CT

JEFFERSON PILOT SECURITIES CORP

Oct 2000 – May 2003

EAST HARTFORD, CT

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · October 12, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONNECTICUT WEALTH MANAGEMENT, LLC

CRD 154310 · SEC 801-73061

AUM

$3.2B

Regulatory assets under management

Employees

1,388 client accounts

Services offered by CONNECTICUT WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CONNECTICUT WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Denis Michael Horrigan offer?

Denis Michael Horrigan specializes in Financial Planning, Investment Management. Contact their office in FARMINGTON, Connecticut for a consultation.

What are Denis Michael Horrigan's credentials?

Denis Michael Horrigan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Denis Michael Horrigan located?

Denis Michael Horrigan is based in FARMINGTON, Connecticut, working with CONNECTICUT WEALTH MANAGEMENT, LLC. Their office serves clients in the FARMINGTON metropolitan area and surrounding communities.

How does Denis Michael Horrigan charge for services?

Denis Michael Horrigan's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONNECTICUT WEALTH MANAGEMENT, LLC?

CONNECTICUT WEALTH MANAGEMENT, LLC has approximately 64 employees and manages $3.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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