Unclaimed Profile

Thomas William Hynes

HHG & COMPANY, LLC·DARIEN, Connecticut

Series 1, Series 7Clean record37 years registeredHHG & COMPANY, LLC

23 OLD KINGS HWY S, DARIEN, CT 06820-4519CRD# 707143Firm CRD# 104769

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas William Hynes · DARIEN, CT

Registration

CRD #707143 · HHG & COMPANY, LLC · 37 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HHG & COMPANY, LLC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Jun 2016 – Feb 2023

DARIEN, CT

HHG & COMPANY, LLC

Feb 1989 – Jun 2016

DARIEN, CT

Registrations & Exams

FINRA examinations passed

Series 1

Series 7

Registration record

First registered · February 3, 1989

Years registered · 37

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HHG & COMPANY, LLC

CRD 104769 · SEC 801-28129

AUM

$1.1B

Regulatory assets under management

Employees

1,701 client accounts

Services offered by HHG & COMPANY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HHG & COMPANY, LLC →

Introduction

Speak with Thomas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Thomas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DARIEN?

Browse all registered financial advisors in DARIEN, Connecticut or claim this profile if it's yours.

Browse DARIEN Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Thomas William Hynes offer?

Thomas William Hynes specializes in Financial Planning, Investment Management.

What are Thomas William Hynes's credentials?

Thomas William Hynes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas William Hynes located?

Thomas William Hynes is based in DARIEN, Connecticut, last registered with HHG & COMPANY, LLC.

How does Thomas William Hynes charge for services?

Thomas William Hynes's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HHG & COMPANY, LLC?

HHG & COMPANY, LLC has approximately 19 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →