Unclaimed Profile

Philip Nicholas Glennon

HHG & COMPANY, LLC·DARIEN, Connecticut

Series 2, Series 7, Series 22, Series 65Clean record37 years registeredHHG & COMPANY, LLC

23 OLD KINGS HWY S, DARIEN, CT 06820-4519CRD# 1016960Firm CRD# 104769

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Philip Nicholas Glennon · DARIEN, CT

Registration

CRD #1016960 · HHG & COMPANY, LLC · 37 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HHG & COMPANY, LLC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Jun 2016 – Dec 2024

DARIEN, CT

HHG & COMPANY, LLC

Feb 1989 – Jun 2016

DARIEN, CT

Registrations & Exams

FINRA examinations passed

Series 2

Series 7

Series 22

Series 65

Registration record

First registered · February 3, 1989

Years registered · 37

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HHG & COMPANY, LLC

CRD 104769 · SEC 801-28129

AUM

$1.1B

Regulatory assets under management

Employees

1,701 client accounts

Services offered by HHG & COMPANY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HHG & COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Philip Nicholas Glennon offer?

Philip Nicholas Glennon specializes in Financial Planning, Investment Management.

What are Philip Nicholas Glennon's credentials?

Philip Nicholas Glennon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Philip Nicholas Glennon located?

Philip Nicholas Glennon is based in DARIEN, Connecticut, last registered with HHG & COMPANY, LLC.

How does Philip Nicholas Glennon charge for services?

Philip Nicholas Glennon's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HHG & COMPANY, LLC?

HHG & COMPANY, LLC has approximately 19 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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