Unclaimed Profile

Gerard Dennis Zopfi

HHG & COMPANY, LLC·DARIEN, Connecticut

Series 7, Series 65Clean record33 years registeredHHG & COMPANY, LLC

23 OLD KINGS HWY S, DARIEN, CT 06820-4519CRD# 1097326Firm CRD# 104769

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gerard Dennis Zopfi · DARIEN, CT

Registration

CRD #1097326 · HHG & COMPANY, LLC · 33 years registered

Brand Profile

Not yet started

Career History

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Jun 2016 – present

HHG & COMPANY, LLC

Jul 1993 – Jun 2016

DARIEN, CT

Registrations & Exams

FINRA examinations passed

Series 7

Series 65

Registration record

First registered · July 2, 1993

Years registered · 33

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HHG & COMPANY, LLC

CRD 104769 · SEC 801-28129

AUM

$1.1B

Regulatory assets under management

Employees

1,701 client accounts

Services offered by HHG & COMPANY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HHG & COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Gerard Dennis Zopfi offer?

Gerard Dennis Zopfi specializes in Financial Planning, Investment Management. Contact their office in DARIEN, Connecticut for a consultation.

What are Gerard Dennis Zopfi's credentials?

Gerard Dennis Zopfi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gerard Dennis Zopfi located?

Gerard Dennis Zopfi is based in DARIEN, Connecticut, working with HHG & COMPANY, LLC. Their office serves clients in the DARIEN metropolitan area and surrounding communities.

How does Gerard Dennis Zopfi charge for services?

Gerard Dennis Zopfi's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HHG & COMPANY, LLC?

HHG & COMPANY, LLC has approximately 19 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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