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Michael Dickey Morgan

BURNHAM STERLING ASSET MANAGEMENT LLC·COS COB, Connecticut
SIE, Series 7, Series 24, Series 62, Series 63, Series 65, Series 79Clean record9 years registeredBURNHAM STERLING ASSET MANAGEMENT LLC
29 RIVER ROAD, COS COB, CT 06807CRD# 3176778Firm CRD# 283907

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Dickey Morgan · COS COB, CT
Registration
CRD #3176778 · BURNHAM STERLING ASSET MANAGEMENT LLC · 9 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: BURNHAM STERLING ASSET MANAGEMENT LLC
BURNHAM STERLING ASSET MANAGEMENT LLC
Jan 2018 – Mar 2025
COS COB, CT
BABCOCK & BROWN INVESTMENT MANAGEMENT
Oct 2016 – Dec 2017
COS COB, CT
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 62
Series 63
Series 65
Series 79
Registration record
First registered · October 5, 2016
Years registered · 9
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BURNHAM STERLING ASSET MANAGEMENT LLC
CRD 283907 · SEC 801-130731
AUM
$200M
Regulatory assets under management
Employees
4
1 client accounts
Services offered by BURNHAM STERLING ASSET MANAGEMENT LLC
Per Form ADV
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at BURNHAM STERLING ASSET MANAGEMENT LLC →
Introduction

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05

Frequently Asked Questions

What services does Michael Dickey Morgan offer?
Michael Dickey Morgan specializes in Retirement Planning, Wealth Management.
What are Michael Dickey Morgan's credentials?
Michael Dickey Morgan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Dickey Morgan located?
Michael Dickey Morgan is based in COS COB, Connecticut, last registered with BURNHAM STERLING ASSET MANAGEMENT LLC.
How does Michael Dickey Morgan charge for services?
Michael Dickey Morgan's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BURNHAM STERLING ASSET MANAGEMENT LLC?
BURNHAM STERLING ASSET MANAGEMENT LLC has approximately 4 employees and manages $200M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BURNHAM STERLING ASSET MANAGEMENT LLC

Joonho Lee
COS COB, CT
CFA

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