Unclaimed Profile

Joonho Lee

BURNHAM STERLING ASSET MANAGEMENT LLC·COS COB, Connecticut

SIE, Series 3, Series 7, Series 14, Series 24, Series 28, Series 63, Series 65, Series 66, Series 79, Series 99TOCFAClean record21 years registeredBURNHAM STERLING ASSET MANAGEMENT LLC

29 RIVER ROAD, COS COB, CT 06807CRD# 2900218Firm CRD# 283907

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joonho Lee · COS COB, CT

Registration

CRD #2900218 · BURNHAM STERLING ASSET MANAGEMENT LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BURNHAM STERLING ASSET MANAGEMENT LLC

BURNHAM STERLING ASSET MANAGEMENT LLC

Jan 2018 – Mar 2025

COS COB, CT

BABCOCK & BROWN INVESTMENT MANAGEMENT

Oct 2016 – Dec 2017

COS COB, CT

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

Nov 2008 – Jan 2012

NEW YORK, NY

BEAR STEARNS ASSET MANAGEMENT INC

Jul 2005 – Nov 2008

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 14

Series 24

Series 28

Series 63

Series 65

Series 66

Series 79

Series 99TO

Registration record

First registered · July 27, 2005

Years registered · 21

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BURNHAM STERLING ASSET MANAGEMENT LLC

CRD 283907 · SEC 801-130731

AUM

$200M

Regulatory assets under management

Employees

1 client accounts

Services offered by BURNHAM STERLING ASSET MANAGEMENT LLC

Per Form ADV

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

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Introduction

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Frequently Asked Questions

What services does Joonho Lee offer?

Joonho Lee specializes in Retirement Planning, Wealth Management.

What are Joonho Lee's credentials?

Joonho Lee holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Joonho Lee located?

Joonho Lee is based in COS COB, Connecticut, last registered with BURNHAM STERLING ASSET MANAGEMENT LLC.

How does Joonho Lee charge for services?

Joonho Lee's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BURNHAM STERLING ASSET MANAGEMENT LLC?

BURNHAM STERLING ASSET MANAGEMENT LLC has approximately 4 employees and manages $200M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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Other Advisors at BURNHAM STERLING ASSET MANAGEMENT LLC

Michael Dickey Morgan

COS COB, CT

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Nearby cities in Connecticut

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Research

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