Unclaimed Profile

Sharon Ann Gaspar

A & I FINANCIAL SERVICES, LLC·LONE TREE, Colorado

Clean recordA & I FINANCIAL SERVICES, LLC

9605 KINGSTON COURT, LONE TREE, CO 80112CRD# 5594828Firm CRD# 148357

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sharon Ann Gaspar · LONE TREE, CO

Registration

CRD #5594828 · A & I FINANCIAL SERVICES, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Sharon Ann Gaspar is a registered financial advisor based in LONE TREE, Colorado, affiliated with A & I FINANCIAL SERVICES, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

Speak with Sharon

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Sharon is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

A & I FINANCIAL SERVICES, LLC

A & I WEALTH MANAGEMENT

AUM

$412M

Regulatory assets under management

Employees

Total firm employees

View all advisors at A & I FINANCIAL SERVICES, LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Other: SOLICITOR/REFERRAL FEES

Regulatory

SEC/IARD CRD# 5594828

Firm CRD# 148357

View on FINRA BrokerCheck →

Looking for a financial advisor in LONE TREE?

Browse all registered financial advisors in LONE TREE, Colorado or claim this profile if it's yours.

Browse LONE TREE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Sharon Ann Gaspar offer?

Sharon Ann Gaspar specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LONE TREE, Colorado for a consultation.

What are Sharon Ann Gaspar's credentials?

Sharon Ann Gaspar is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sharon Ann Gaspar located?

Sharon Ann Gaspar is based in LONE TREE, Colorado, working with A & I FINANCIAL SERVICES, LLC. Their office serves clients in the LONE TREE metropolitan area and surrounding communities.

How does Sharon Ann Gaspar charge for services?

Sharon Ann Gaspar's firm is compensated through percentage of aum, subscription fees, other: solicitor/referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is A & I FINANCIAL SERVICES, LLC?

A & I FINANCIAL SERVICES, LLC has approximately 13 employees and manages $412M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →