Unclaimed Profile

Sharon Ann Gaspar

A & I FINANCIAL SERVICES, LLC·LONE TREE, Colorado

SIE, Series 7, Series 24, Series 66Clean record5 years registeredA & I FINANCIAL SERVICES, LLC

9605 KINGSTON COURT, LONE TREE, CO 80112CRD# 5594828Firm CRD# 148357

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sharon Ann Gaspar · LONE TREE, CO

Registration

CRD #5594828 · A & I FINANCIAL SERVICES, LLC · 5 years registered

Brand Profile

Not yet started

Career History

GENEOS WEALTH MANAGEMENT, INC.

Apr 2026 – present

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Jan 2025 – Apr 2026

Castle Pines, CO

A & I WEALTH MANAGEMENT

Mar 2021 – Sep 2024

Lone Tree, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · March 2, 2021

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

A & I FINANCIAL SERVICES, LLC

CRD 148357 · SEC 801-69819

AUM

$412M

Regulatory assets under management

Employees

1,783 client accounts

Services offered by A & I FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at A & I FINANCIAL SERVICES, LLC →

Introduction

Speak with Sharon

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Sharon is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LONE TREE?

Browse all registered financial advisors in LONE TREE, Colorado or claim this profile if it's yours.

Browse LONE TREE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Sharon Ann Gaspar offer?

Sharon Ann Gaspar specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LONE TREE, Colorado for a consultation.

What are Sharon Ann Gaspar's credentials?

Sharon Ann Gaspar is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sharon Ann Gaspar located?

Sharon Ann Gaspar is based in LONE TREE, Colorado, working with A & I FINANCIAL SERVICES, LLC. Their office serves clients in the LONE TREE metropolitan area and surrounding communities.

How does Sharon Ann Gaspar charge for services?

Sharon Ann Gaspar's firm is compensated through percentage of aum, subscription fees, other: solicitor/referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is A & I FINANCIAL SERVICES, LLC?

A & I FINANCIAL SERVICES, LLC has approximately 13 employees and manages $412M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →