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Karl Fredrick Frank

A & I FINANCIAL SERVICES, LLC·LONE TREE, Colorado
Clean recordA & I FINANCIAL SERVICES, LLC
9605 KINGSTON COURT, LONE TREE, CO 80112CRD# 4769985Firm CRD# 148357

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Karl Fredrick Frank · LONE TREE, CO
Registration
CRD #4769985 · A & I FINANCIAL SERVICES, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Karl Fredrick Frank is a registered financial advisor based in LONE TREE, Colorado, affiliated with A & I FINANCIAL SERVICES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
A & I FINANCIAL SERVICES, LLC
A & I WEALTH MANAGEMENT
AUM
$412M
Regulatory assets under management
Employees
13
Total firm employees
View all advisors at A & I FINANCIAL SERVICES, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Other: SOLICITOR/REFERRAL FEES
Regulatory
SEC/IARD CRD# 4769985
Firm CRD# 148357
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Karl Fredrick Frank offer?
Karl Fredrick Frank specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LONE TREE, Colorado for a consultation.
What are Karl Fredrick Frank's credentials?
Karl Fredrick Frank is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Karl Fredrick Frank located?
Karl Fredrick Frank is based in LONE TREE, Colorado, working with A & I FINANCIAL SERVICES, LLC. Their office serves clients in the LONE TREE metropolitan area and surrounding communities.
How does Karl Fredrick Frank charge for services?
Karl Fredrick Frank's firm is compensated through percentage of aum, subscription fees, other: solicitor/referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is A & I FINANCIAL SERVICES, LLC?
A & I FINANCIAL SERVICES, LLC has approximately 13 employees and manages $412M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at A & I FINANCIAL SERVICES, LLC

Sharon Ann Gaspar
LONE TREE, CO
Stacey Katrina Frank
LONE TREE, CO

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