Unclaimed Profile

Beth Frances Cornell

SHINE INVESTMENT ADVISORY SERVICES, INC.·LONE TREE, Colorado

Series 7, Series 66Clean record24 years registeredSHINE INVESTMENT ADVISORY SERVICES, INC.

9892 ROSEMONT AVE. SUITE #100, LONE TREE, CO 80124-4101CRD# 3014827Firm CRD# 106097

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Beth Frances Cornell · LONE TREE, CO

Registration

CRD #3014827 · SHINE INVESTMENT ADVISORY SERVICES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SHINE INVESTMENT ADVISORY SERVICES, INC.

CAPTRUST

Nov 2020 – Jan 2025

LONE TREE, CO

SHINE WEALTH PARTNERS

Feb 2015 – Dec 2020

LONE TREE, CO

CHARLES SCHWAB & CO., INC.

Aug 2001 – Dec 2013

ENGLEWOOD, CO

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · August 30, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SHINE INVESTMENT ADVISORY SERVICES, INC.

CRD 106097 · SEC 801-50526

AUM

$721M

Regulatory assets under management

Employees

1,558 client accounts

Services offered by SHINE INVESTMENT ADVISORY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SHINE INVESTMENT ADVISORY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Beth Frances Cornell offer?

Beth Frances Cornell specializes in Financial Planning, Investment Management.

What are Beth Frances Cornell's credentials?

Beth Frances Cornell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Beth Frances Cornell located?

Beth Frances Cornell is based in LONE TREE, Colorado, last registered with SHINE INVESTMENT ADVISORY SERVICES, INC..

How does Beth Frances Cornell charge for services?

Beth Frances Cornell's firm is compensated through percentage of aum, subscription fees, other: fees for financial plans. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SHINE INVESTMENT ADVISORY SERVICES, INC.?

SHINE INVESTMENT ADVISORY SERVICES, INC. has approximately 6 employees and manages $721M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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