A & I FINANCIAL SERVICES, LLC

A & I WEALTH MANAGEMENT
LONE TREE, Colorado·3 registered advisors·CRD# 148357
SEC# 801-698190303-690-5070
01

Firm Overview

AUM
$412M
Regulatory assets under management
Employees
13
Total firm employees
Advisors
3
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Compensation
Percentage of AUM
Subscription fees
Other: SOLICITOR/REFERRAL FEES
03

Specialties

Financial PlanningInvestment ManagementWealth Management
04

Advisors at A & I FINANCIAL SERVICES, LLC

3 registered advisors
Karl Fredrick Frank
LONE TREE, Colorado
Sharon Ann Gaspar
LONE TREE, Colorado
Stacey Katrina Frank
LONE TREE, Colorado
05

Office Locations

LONE TREE, Colorado
3 advisors

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Data sourced from SEC Form ADV filings. A & I FINANCIAL SERVICES, LLC (CRD# 148357) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.