Unclaimed Profile

Stephen Alfred Moran

ICON ADVISERS, INC.·GREENWOOD VILLAGE, Colorado

SIE, Series 6, Series 7, Series 24, Series 63, Series 66Clean record21 years registeredICON ADVISERS, INC.

5299 DTC BOULEVARD, GREENWOOD VILLAGE, CO 80111CRD# 2884117Firm CRD# 108268

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Alfred Moran · GREENWOOD VILLAGE, CO

Registration

CRD #2884117 · ICON ADVISERS, INC. · 21 years registered

Brand Profile

Not yet started

Career History

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Feb 2015 – present

ICON ADVISERS, INC.

Jan 2010 – Sep 2015

GREENWOOD VILLAGE, CO

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

May 2005 – Jan 2010

LITTLETON, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · May 17, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ICON ADVISERS, INC.

CRD 108268 · SEC 801-38868

AUM

$719M

Regulatory assets under management

Employees

421 client accounts

Services offered by ICON ADVISERS, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at ICON ADVISERS, INC. →

Introduction

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Frequently Asked Questions

What services does Stephen Alfred Moran offer?

Stephen Alfred Moran specializes in Investment Management, Wealth Management. Contact their office in GREENWOOD VILLAGE, Colorado for a consultation.

What are Stephen Alfred Moran's credentials?

Stephen Alfred Moran is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Alfred Moran located?

Stephen Alfred Moran is based in GREENWOOD VILLAGE, Colorado, working with ICON ADVISERS, INC.. Their office serves clients in the GREENWOOD VILLAGE metropolitan area and surrounding communities.

How does Stephen Alfred Moran charge for services?

Stephen Alfred Moran's firm is compensated through percentage of aum, other: asset-based fee from model-only recipients. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ICON ADVISERS, INC.?

ICON ADVISERS, INC. has approximately 14 employees and manages $719M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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