Unclaimed Profile

Gregory James Fleming

EMPOWER ADVISORY GROUP, LLC·GREENWOOD VILLAGE, Colorado

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 79TO, Series 99TOClean record18 years registeredEMPOWER ADVISORY GROUP, LLC

8515 EAST ORCHARD RD 4T2, GREENWOOD VILLAGE, CO 80111CRD# 2338986Firm CRD# 112058

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory James Fleming · GREENWOOD VILLAGE, CO

Registration

CRD #2338986 · EMPOWER ADVISORY GROUP, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EMPOWER ADVISORY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jun 2008 – Feb 2009

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 79TO

Series 99TO

Registration record

First registered · June 10, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EMPOWER ADVISORY GROUP, LLC

CRD 112058 · SEC 801-58105

AUM

$134.3B

Regulatory assets under management

Employees

766

188,739 client accounts

Services offered by EMPOWER ADVISORY GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at EMPOWER ADVISORY GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Gregory James Fleming offer?

Gregory James Fleming specializes in Financial Planning, Investment Management.

What are Gregory James Fleming's credentials?

Gregory James Fleming is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory James Fleming located?

Gregory James Fleming is based in GREENWOOD VILLAGE, Colorado, last registered with EMPOWER ADVISORY GROUP, LLC.

How does Gregory James Fleming charge for services?

Gregory James Fleming's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EMPOWER ADVISORY GROUP, LLC?

EMPOWER ADVISORY GROUP, LLC has approximately 766 employees and manages $134.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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