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Christopher Richard Ambruso

ICON ADVISERS, INC.·GREENWOOD VILLAGE, Colorado
SIE, Series 7, Series 24Clean recordICON ADVISERS, INC.
5299 DTC BOULEVARD, GREENWOOD VILLAGE, CO 80111CRD# 5421851Firm CRD# 108268

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Christopher Richard Ambruso · GREENWOOD VILLAGE, CO
Registration
CRD #5421851 · ICON ADVISERS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ICON ADVISERS, INC.
CRD 108268 · SEC 801-38868
AUM
$719M
Regulatory assets under management
Employees
14
421 client accounts
Services offered by ICON ADVISERS, INC.
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Introduction

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04

Frequently Asked Questions

What services does Christopher Richard Ambruso offer?
Christopher Richard Ambruso specializes in Investment Management, Wealth Management. Contact their office in GREENWOOD VILLAGE, Colorado for a consultation.
What are Christopher Richard Ambruso's credentials?
Christopher Richard Ambruso is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Christopher Richard Ambruso located?
Christopher Richard Ambruso is based in GREENWOOD VILLAGE, Colorado, working with ICON ADVISERS, INC.. Their office serves clients in the GREENWOOD VILLAGE metropolitan area and surrounding communities.
How does Christopher Richard Ambruso charge for services?
Christopher Richard Ambruso's firm is compensated through percentage of aum, other: asset-based fee from model-only recipients. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ICON ADVISERS, INC.?
ICON ADVISERS, INC. has approximately 14 employees and manages $719M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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