Unclaimed Profile

John Edwin Hamel

CPFA, LLC·GREENWOOD VILLAGE, Colorado

SIE, Series 6, Series 7, Series 63, Series 66, Series 79TO23 years registeredCPFA, LLC

5299 DTC BLVD, GREENWOOD VILLAGE, CO 80111-3323CRD# 4124627Firm CRD# 118192

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Edwin Hamel · GREENWOOD VILLAGE, CO

Registration

CRD #4124627 · CPFA, LLC · 23 years registered

Brand Profile

Not yet started

Career History

AUSTEC WEALTH MANAGEMENT, LLC

Oct 2015 – present

COMPREHENSIVE PERSONAL FINANCIAL ADVISORS

Dec 2008 – Mar 2015

LONE TREE, CO

GENWORTH FINANCIAL ADVISERS CORPORATION

May 2003 – Jul 2007

SCHAUMBURG, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Series 79TO

Registration record

First registered · May 2, 2003

Years registered · 23

Disclosure History

2021Judgment / Lien

2020Financial·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CPFA, LLC

CRD 118192 · SEC 801-61885

AUM

$287M

Regulatory assets under management

Employees

473 client accounts

Services offered by CPFA, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CPFA, LLC →

Introduction

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Frequently Asked Questions

What services does John Edwin Hamel offer?

John Edwin Hamel specializes in Financial Planning, Investment Management. Contact their office in GREENWOOD VILLAGE, Colorado for a consultation.

What are John Edwin Hamel's credentials?

John Edwin Hamel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Edwin Hamel located?

John Edwin Hamel is based in GREENWOOD VILLAGE, Colorado, working with CPFA, LLC. Their office serves clients in the GREENWOOD VILLAGE metropolitan area and surrounding communities.

How does John Edwin Hamel charge for services?

John Edwin Hamel's firm is compensated through percentage of aum, hourly charges, subscription fees, other: project-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CPFA, LLC?

CPFA, LLC has approximately 8 employees and manages $287M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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