Unclaimed Profile

Richard James Rogers

CPFA, LLC·GREENWOOD VILLAGE, Colorado

Series 65Clean record26 years registeredCPFA, LLC

5299 DTC BLVD, GREENWOOD VILLAGE, CO 80111-3323CRD# 3168160Firm CRD# 118192

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard James Rogers · GREENWOOD VILLAGE, CO

Registration

CRD #3168160 · CPFA, LLC · 26 years registered

Brand Profile

Not yet started

Career History

CAPTRUST

Aug 2022 – present

FRONTIER WEALTH MANAGEMENT, LLC

Apr 2015 – Oct 2022

LONE TREE, CO

COMPREHENSIVE PERSONAL FINANCIAL ADVISORS

Apr 2003 – Mar 2015

GREENWOOD VILLAGE, CO

DELOITTE & TOUCHE INVESTMENT ADVISORS LLC

Jan 2000 – Mar 2003

DENVER, CO

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 27, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CPFA, LLC

CRD 118192 · SEC 801-61885

AUM

$287M

Regulatory assets under management

Employees

473 client accounts

Services offered by CPFA, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CPFA, LLC →

Introduction

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Frequently Asked Questions

What services does Richard James Rogers offer?

Richard James Rogers specializes in Financial Planning, Investment Management. Contact their office in GREENWOOD VILLAGE, Colorado for a consultation.

What are Richard James Rogers's credentials?

Richard James Rogers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard James Rogers located?

Richard James Rogers is based in GREENWOOD VILLAGE, Colorado, working with CPFA, LLC. Their office serves clients in the GREENWOOD VILLAGE metropolitan area and surrounding communities.

How does Richard James Rogers charge for services?

Richard James Rogers's firm is compensated through percentage of aum, hourly charges, subscription fees, other: project-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CPFA, LLC?

CPFA, LLC has approximately 8 employees and manages $287M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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