Unclaimed Profile

Clayton Ernest Hartman

INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC·FORT COLLINS, Colorado

Series 4, Series 7, Series 12, Series 24, Series 53, Series 63, Series 6532 years registeredINSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC

4120 S. TIMBERLINE ROAD, FORT COLLINS, CO 80525CRD# 721653Firm CRD# 175084

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Clayton Ernest Hartman · FORT COLLINS, CO

Registration

CRD #721653 · INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC · 32 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC

IFAM CAPITAL

Apr 2015 – Jul 2024

FORT COLLINS, CO

IFM CAPITAL ADVISORS, LLC

Jan 2014 – Mar 2015

FORT COLLINS, CO

UBS FINANCIAL SERVICES INC.

Oct 2007 – Jan 2014

FORT COLLINS, CO

CITIGROUP GLOBAL MARKETS INC.

Oct 1993 – Oct 2007

FORT COLLINS, CO

Registrations & Exams

FINRA examinations passed

Series 4

Series 7

Series 12

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · October 22, 1993

Years registered · 32

Disclosure History

2003Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC

CRD 175084 · SEC 801-81076

AUM

$1.7B

Regulatory assets under management

Employees

821 client accounts

Services offered by INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC →

Introduction

Speak with Clayton

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Clayton is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in FORT COLLINS?

Browse all registered financial advisors in FORT COLLINS, Colorado or claim this profile if it's yours.

Browse FORT COLLINS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Clayton Ernest Hartman offer?

Clayton Ernest Hartman specializes in Financial Planning, Investment Management, Wealth Management.

What are Clayton Ernest Hartman's credentials?

Clayton Ernest Hartman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Clayton Ernest Hartman located?

Clayton Ernest Hartman is based in FORT COLLINS, Colorado, last registered with INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC.

How does Clayton Ernest Hartman charge for services?

Clayton Ernest Hartman's firm is compensated through percentage of aum, subscription fees, other: revenue sharing with frs, and on credit and cash mgmt solutions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC?

INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC has approximately 13 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →