Unclaimed Profile

James Patrick Cosner

COSNER FINANCIAL GROUP, LLC·FORT COLLINS, Colorado

SIE, Series 7, Series 24, Series 63, Series 65, Series 99TOClean record19 years registeredCOSNER FINANCIAL GROUP, LLC

204 MAPLE STREET, FORT COLLINS, CO 80521CRD# 1887985Firm CRD# 147942

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Patrick Cosner · FORT COLLINS, CO

Registration

CRD #1887985 · COSNER FINANCIAL GROUP, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COSNER FINANCIAL GROUP, LLC

COSNER FINANCIAL GROUP, LLC

Jan 2009 – Feb 2022

FT. COLLINS, CO

COSNER FINANCIAL GROUP, LLC

Nov 2008 – Dec 2013

MIDLAND, TX

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Aug 2006 – Jul 2010

MIDLAND, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · August 25, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COSNER FINANCIAL GROUP, LLC

CRD 147942 · SEC 801-95177

AUM

$273M

Regulatory assets under management

Employees

996 client accounts

Services offered by COSNER FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COSNER FINANCIAL GROUP, LLC →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in FORT COLLINS?

Browse all registered financial advisors in FORT COLLINS, Colorado or claim this profile if it's yours.

Browse FORT COLLINS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Patrick Cosner offer?

James Patrick Cosner specializes in Financial Planning, Investment Management, Wealth Management.

What are James Patrick Cosner's credentials?

James Patrick Cosner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Patrick Cosner located?

James Patrick Cosner is based in FORT COLLINS, Colorado, last registered with COSNER FINANCIAL GROUP, LLC.

How does James Patrick Cosner charge for services?

James Patrick Cosner's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COSNER FINANCIAL GROUP, LLC?

COSNER FINANCIAL GROUP, LLC has approximately 5 employees and manages $273M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →