Unclaimed Profile

Brian Patrick Sullivan

INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC·FORT COLLINS, Colorado

SIE, Series 7, Series 31, Series 63, Series 6527 years registeredINSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC

2133 S TIMBERLINE ROAD, FORT COLLINS, CO 80525CRD# 2346836Firm CRD# 175084

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Patrick Sullivan · FORT COLLINS, CO

Registration

CRD #2346836 · INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

FOCUS PARTNERS WEALTH, LLC

Jan 2026 – present

NORTHCOAST ASSET MANAGEMENT LLC

Jan 2025 – Mar 2026

FORT COLLINS, CO

KOVITZ INVESTMENT GROUP PARTNERS, LLC

Jul 2024 – Dec 2024

Fort Collins, CO

IFAM CAPITAL

Apr 2015 – Jul 2024

FORT COLLINS, CO

IFM CAPITAL ADVISORS, LLC

Jan 2014 – Mar 2015

FORT COLLINS, CO

UBS FINANCIAL SERVICES INC.

Oct 2007 – Jan 2014

FORT COLLINS, CO

CITIGROUP GLOBAL MARKETS INC.

Feb 1999 – Oct 2007

FORT COLLINS, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · February 25, 1999

Years registered · 27

Disclosure History

2019Customer Dispute·Settled

2001Customer Dispute·Denied

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC

CRD 175084 · SEC 801-81076

AUM

$1.7B

Regulatory assets under management

Employees

821 client accounts

Services offered by INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Patrick Sullivan offer?

Brian Patrick Sullivan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT COLLINS, Colorado for a consultation.

What are Brian Patrick Sullivan's credentials?

Brian Patrick Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Patrick Sullivan located?

Brian Patrick Sullivan is based in FORT COLLINS, Colorado, working with INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC. Their office serves clients in the FORT COLLINS metropolitan area and surrounding communities.

How does Brian Patrick Sullivan charge for services?

Brian Patrick Sullivan's firm is compensated through percentage of aum, subscription fees, other: revenue sharing with frs, and on credit and cash mgmt solutions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC?

INSTITUTIONAL AND FAMILY ASSET MANAGEMENT, LLC has approximately 13 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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