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Randall Stephen Mallett

NEIDIGER, TUCKER, BRUNER, INC.·ENGLEWOOD, Colorado
SIE, Series 7, Series 24, Series 55, Series 63Clean recordNEIDIGER, TUCKER, BRUNER, INC.
9540 SOUTH MAROON CIRCLE, ENGLEWOOD, CO 80112CRD# 1181429Firm CRD# 7425

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Randall Stephen Mallett · ENGLEWOOD, CO
Registration
CRD #1181429 · NEIDIGER, TUCKER, BRUNER, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 55
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
NTB FINANCIAL CORPORATION
CRD 7425 · SEC 801-65853
AUM
$250M
Regulatory assets under management
Employees
58
724 client accounts
Services offered by NTB FINANCIAL CORPORATION
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Market timing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at NTB FINANCIAL CORPORATION →
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Frequently Asked Questions

What services does Randall Stephen Mallett offer?
Randall Stephen Mallett specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ENGLEWOOD, Colorado for a consultation.
What are Randall Stephen Mallett's credentials?
Randall Stephen Mallett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Randall Stephen Mallett located?
Randall Stephen Mallett is based in ENGLEWOOD, Colorado, working with NEIDIGER, TUCKER, BRUNER, INC.. Their office serves clients in the ENGLEWOOD metropolitan area and surrounding communities.
How does Randall Stephen Mallett charge for services?
Randall Stephen Mallett's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NEIDIGER, TUCKER, BRUNER, INC.?
NEIDIGER, TUCKER, BRUNER, INC. has approximately 58 employees and manages $250M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NEIDIGER, TUCKER, BRUNER, INC.

Brad Allen Dowell
CENTENNIAL, CO
Kathryn Marie Dominick
ENGLEWOOD, CO
Harriet Elizabeth Mann
ENGLEWOOD, CO
Michael John Morgan
CENTENNIAL, CO
Paul Benjamin Davis
ENGLEWOOD, CO
Regina Lee Roesener
CENTENNIAL, CO

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