Unclaimed Profile

Jeffrey Gene Engelman

PRISM FINANCIAL STRATEGIES, LLC·ENGLEWOOD, Colorado

SIE, Series 3, Series 7, Series 30, Series 63, Series 65CFPClean record23 years registeredPRISM FINANCIAL STRATEGIES, LLC

333 W. HAMPDEN AVE., ENGLEWOOD, CO 80110CRD# 4338185Firm CRD# 289033

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Gene Engelman · ENGLEWOOD, CO

Registration

CRD #4338185 · PRISM FINANCIAL STRATEGIES, LLC · 23 years registered

Brand Profile

Not yet started

Career History

INTEGRATED WEALTH CONCEPTS LLC

May 2023 – present

PRISM FINANCIAL STRATEGIES, LLC

Aug 2017 – Dec 2023

ENGLEWOOD, CO

VISION INVESTMENT ADVISORS, LLC

Apr 2013 – Aug 2017

DENVER, CO

BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS

Sep 2011 – Apr 2013

DENVER, CO

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Sep 2011

LINCOLN, NE

CITIGROUP GLOBAL MARKETS INC.

Sep 2006 – Jun 2009

LINCOLN, NE

RAYMOND JAMES FINANCIAL SERVICES

Apr 2003 – Jul 2006

SPRINGFIELD, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 30

Series 63

Series 65

Registration record

First registered · April 9, 2003

Years registered · 23

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRISM FINANCIAL STRATEGIES, LLC

CRD 289033 · SEC 801-118925

AUM

$196M

Regulatory assets under management

Employees

738 client accounts

Services offered by PRISM FINANCIAL STRATEGIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PRISM FINANCIAL STRATEGIES, LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey Gene Engelman offer?

Jeffrey Gene Engelman specializes in Financial Planning, Investment Management. Contact their office in ENGLEWOOD, Colorado for a consultation.

What are Jeffrey Gene Engelman's credentials?

Jeffrey Gene Engelman holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jeffrey Gene Engelman located?

Jeffrey Gene Engelman is based in ENGLEWOOD, Colorado, working with PRISM FINANCIAL STRATEGIES, LLC. Their office serves clients in the ENGLEWOOD metropolitan area and surrounding communities.

How does Jeffrey Gene Engelman charge for services?

Jeffrey Gene Engelman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRISM FINANCIAL STRATEGIES, LLC?

PRISM FINANCIAL STRATEGIES, LLC has approximately 8 employees and manages $196M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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