Unclaimed Profile

Brad Allen Dowell

NTB FINANCIAL CORPORATION·CENTENNIAL, Colorado

SIE, Series 4, Series 7, Series 24, Series 28, Series 52TO, Series 63, Series 99TO27 years registeredNTB FINANCIAL CORPORATION

9540 SOUTH MAROON CIRCLE, CENTENNIAL, CO 80112CRD# 1308189Firm CRD# 7425

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brad Allen Dowell · CENTENNIAL, CO

Registration

CRD #1308189 · NTB FINANCIAL CORPORATION · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NTB FINANCIAL CORPORATION

THE J. SCOTT GROUP COMPANY

Feb 2004 – Dec 2005

GOLDEN, CO

BLAKE STREET ADVISORS LLC

Jan 1999 – Nov 2002

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 28

Series 52TO

Series 63

Series 99TO

Registration record

First registered · January 1, 1999

Years registered · 27

Disclosure History

2002Regulatory·Final

1980Criminal·Final Disposition

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NTB FINANCIAL CORPORATION

CRD 7425 · SEC 801-65853

AUM

$250M

Regulatory assets under management

Employees

724 client accounts

Services offered by NTB FINANCIAL CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NTB FINANCIAL CORPORATION →

Introduction

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Frequently Asked Questions

What services does Brad Allen Dowell offer?

Brad Allen Dowell specializes in Financial Planning, Investment Management, Wealth Management.

What are Brad Allen Dowell's credentials?

Brad Allen Dowell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brad Allen Dowell located?

Brad Allen Dowell is based in CENTENNIAL, Colorado, last registered with NTB FINANCIAL CORPORATION.

How does Brad Allen Dowell charge for services?

Brad Allen Dowell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NTB FINANCIAL CORPORATION?

NTB FINANCIAL CORPORATION has approximately 58 employees and manages $250M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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