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Kathryn Marie Dominick

NEIDIGER, TUCKER, BRUNER, INC.·ENGLEWOOD, Colorado
SIE, Series 7, Series 24, Series 27, Series 53, Series 55, Series 63, Series 65NEIDIGER, TUCKER, BRUNER, INC.
9540 SOUTH MAROON CIRCLE, ENGLEWOOD, CO 80112CRD# 1408087Firm CRD# 7425

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kathryn Marie Dominick · ENGLEWOOD, CO
Registration
CRD #1408087 · NEIDIGER, TUCKER, BRUNER, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 27
Series 53
Series 55
Series 63
Series 65
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
NTB FINANCIAL CORPORATION
CRD 7425 · SEC 801-65853
AUM
$250M
Regulatory assets under management
Employees
58
724 client accounts
Services offered by NTB FINANCIAL CORPORATION
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Market timing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at NTB FINANCIAL CORPORATION →
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Frequently Asked Questions

What services does Kathryn Marie Dominick offer?
Kathryn Marie Dominick specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ENGLEWOOD, Colorado for a consultation.
What are Kathryn Marie Dominick's credentials?
Kathryn Marie Dominick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathryn Marie Dominick located?
Kathryn Marie Dominick is based in ENGLEWOOD, Colorado, working with NEIDIGER, TUCKER, BRUNER, INC.. Their office serves clients in the ENGLEWOOD metropolitan area and surrounding communities.
How does Kathryn Marie Dominick charge for services?
Kathryn Marie Dominick's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NEIDIGER, TUCKER, BRUNER, INC.?
NEIDIGER, TUCKER, BRUNER, INC. has approximately 58 employees and manages $250M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NEIDIGER, TUCKER, BRUNER, INC.

Brad Allen Dowell
CENTENNIAL, CO
Harriet Elizabeth Mann
ENGLEWOOD, CO
Michael John Morgan
CENTENNIAL, CO
Paul Benjamin Davis
ENGLEWOOD, CO
Regina Lee Roesener
CENTENNIAL, CO
Robert Leal Parrish
CENTENNIAL, CO

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