Unclaimed Profile

Brian William Neustrom

PARSONEX ADVISORY SERVICES, INC.·ENGLEWOOD, Colorado

SIE, Series 6, Series 7, Series 24, Series 52TO, Series 53, Series 66, Series 99TOClean record15 years registeredPARSONEX ADVISORY SERVICES, INC.

8310 S. VALLEY HIGHWAY, ENGLEWOOD, CO 80112CRD# 5530526Firm CRD# 160275

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian William Neustrom · ENGLEWOOD, CO

Registration

CRD #5530526 · PARSONEX ADVISORY SERVICES, INC. · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PARSONEX ADVISORY SERVICES, INC.

MODERN CAPITAL ADVISORS, LLC

Feb 2022 – Oct 2022

Englewood, CO

PARSONEX ADVISORY SERVICES, INC.

Jan 2021 – Jun 2026

ENGLEWOOD, CO

CETERA INVESTMENT ADVISERS LLC

Jul 2018 – Jan 2021

DENVER, CO

CETERA ADVISORS LLC

Jun 2013 – May 2018

DENVER, CO

MML INVESTORS SERVICES, LLC

Mar 2012 – Jun 2013

METAIRIE, LA

ESSEX NATIONAL SECURITIES, INC.

Sep 2010 – Jan 2012

LAFAYETTE, LA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 52TO

Series 53

Series 66

Series 99TO

Registration record

First registered · September 27, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PARSONEX ADVISORY SERVICES, INC.

CRD 160275 · SEC 801-74543

AUM

$152M

Regulatory assets under management

Employees

487 client accounts

Services offered by PARSONEX ADVISORY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PARSONEX ADVISORY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Brian William Neustrom offer?

Brian William Neustrom specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Brian William Neustrom's credentials?

Brian William Neustrom is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian William Neustrom located?

Brian William Neustrom is based in ENGLEWOOD, Colorado, last registered with PARSONEX ADVISORY SERVICES, INC..

How does Brian William Neustrom charge for services?

Brian William Neustrom's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PARSONEX ADVISORY SERVICES, INC.?

PARSONEX ADVISORY SERVICES, INC. has approximately 5 employees and manages $152M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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